SEC Form 4/A · accession 0001562180-16-002213
GLAUKOS Corp · GKOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas William Burns
Officer — Chief Executive Officer · Director
Period of report
Dec 31, 2015
Accepted (ET)
May 6, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001192448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | A | 1,388 | $15.30 | A | 1,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Amendment is being filed solely to change the transaction code previously provided to identify the transaction reported as exempt from Section 16(b) under Rule 16b-3(c). The transaction reported in this Amendment is otherwise identical to the transaction reported in the Form 4 previously filed on behalf of the Reporting Person on January 4, 2016 to report the shares of the Issuer's common stock acquired under the Issuer's Employee Share Purchase Plan on December 31, 2015. The information contained in this Amendment does not account for the Reporting Person's transactions in the Issuer's common stock subsequent to December 31, 2015.