SEC Form 4 · accession 0001127602-17-009166

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — VP, GC and Secretary

Period of report

Mar 1, 2016

Accepted (ET)

Mar 1, 2017 · 3:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Mar 1, 2016	J	22,427	$0.00	D	1,204	D
Class A Common Stock	Mar 1, 2016	J	22,427	$0.00	A	31,210	I	Held by Trust fbo Reporting Person
Class A Common Stock	Feb 27, 2017	M	1,528	$0.00	A	32,738	I	Held by Trust fbo Reporting Person
Class A Common Stock	Feb 27, 2017	F	55	$60.925	D	32,683	I	Held by Trust fbo Reporting Person
Class A Common Stock^F4	holding	—	—		—	162	I	By Spouse
Class A Common Stock	holding	—	—		—	12,800	I	Held by GRAT

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4,F5	—	holding	—	—	—	—	—	Class A Common Stock	0	0	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	0	0	D

F1mere change in form of ownership
F2LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F3Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F4Reporting Person disclaims beneficial ownership of all such shares.
F5N/A