SEC Form 4/A · accession 0001127602-17-011328

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — VP, GC and Secretary

Period of report

Mar 1, 2016

Accepted (ET)

Mar 13, 2017 · 8:19 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Mar 1, 2016	J	22,427	$0.00	D	1,204	D
Class A Common Stock	Mar 1, 2016	J	22,427	$0.00	A	31,210	I	Held by Trust fbo Reporting Person
Class A Common Stock^F3	Feb 27, 2017	M	1,504	$0.00	A	32,714	I	Held by Trust fbo Reporting Person
Class A Common Stock	Feb 27, 2017	F	48	$60.925	D	32,666	I	Held by Trust fbo Reporting Person
Class A Common Stock^F5	holding	—	—		—	162	I	By Spouse
Class A Common Stock	holding	—	—		—	12,800	I	Held by GRAT

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5,F6	—	holding	—	—	—	—	—	Class A Common Stock	0	0	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	0	0	D

F1mere change in form of ownership
F2LTIP Award-Shares of Class A Common Stock awarded to the Reporting Person under the company's Long-Term Incentive Compensation Plan
F3Original Form 4 included incorrect number of shares [awarded pursuant to the Company's Long-Term Incentive Compensation Plan]
F4Cashless-Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her LTIP Stock Award
F5Reporting Person disclaims beneficial ownership of all such shares.
F6N/A