SEC Form 4 · accession 0001214659-15-006705
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gillyeard J. Leathley
Director
Period of report
Sep 17, 2015
Accepted (ET)
Sep 17, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 17, 2015 | M | 130,050 | $4.38 | A | 225,126 | D | |
| Common SharesF1 | Sep 17, 2015 | S | 12,116 | $4.823 | D | 213,010 | D | |
| Common SharesF1 | Sep 17, 2015 | M | 96,400 | $3.18 | A | 309,410 | D | |
| Common SharesF1 | Sep 17, 2015 | S | 32,931 | $4.806 | D | 276,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.38 | Sep 17, 2015 | M | 130,050 | D | Dec 5, 2012 | Dec 4, 2017 | Common Shares | 130,050 | 0 | D |
| Stock Option (Right to Buy)F1 | $3.18 | Sep 17, 2015 | M | 96,400 | D | Dec 1, 2014 | Nov 30, 2019 | Common Shares | 96,400 | 0 | D |
Explanation of responses
- F1Expressed in Canadian Dollars