SEC Form 4/A · accession 0001214659-16-010324

NOVAGOLD RESOURCES INC · NG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Sep 17, 2015

Accepted (ET)

Mar 15, 2016 · 4:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173420

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares^F1	Sep 17, 2015	M	130,050	$4.38	A	225,126	D
Common Shares^F1,F2	Sep 17, 2015	S	12,116	$4.76	D	213,010	D
Common Shares^F1	Sep 17, 2015	F	117,934	$4.83	D	95,076	D
Common Shares^F1	Sep 17, 2015	M	96,400	$3.18	A	191,476	D
Common Shares^F1,F2	Sep 17, 2015	S	32,931	$4.76	D	158,545	D
Common Shares^F1	Sep 17, 2015	F	63,469	$4.83	D	95,076	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$3.18	Sep 17, 2015	M	96,400	D	Dec 1, 2014	Nov 30, 2019	Common Shares	96,400	0	D
Stock Option (right to buy)^F1	$4.38	Sep 17, 2015	M	130,050	D	Dec 5, 2012	Dec 4, 2017	Common Shares	130,050	0	D

F1Expressed in Canadian Dollars.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.76 to $4.79, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.