SEC Form 4 · accession 0001185185-15-001977
Uni-Pixel · UNXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffrey Alan Hawthorne
Director
Period of report
Jul 31, 2015
Accepted (ET)
Jul 31, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jul 31, 2015 | A | 100,000 | $1.24 | A | 250,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant of 100,000 common shares that vests 1/3rd on July 31, 2016; vests 1/3rd on July 31, 2017; and vests 1/3rd on July 31, 2018.