SEC Form 4/A · accession 0001185185-15-001997
Uni-Pixel · UNXL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey Alan Hawthorne
Officer — CEO and President* · Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 3, 2015 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001171012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jul 31, 2015 | A | 100,000 | $1.24 | A | 250,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock grant of 100,000 common shares that vests 1/3rd on July 31, 2016; vests 1/3rd on July 31, 2017; and vests 1/3rd on July 31, 2018.
Remarks
Mr. Hawthorne is amending the Form 4 filed on July 31, 2015 to include the title of his office, which was inadvertently omitted from the original filing.