SEC Form 4 · accession 0001437749-19-004938
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Mar 12, 2019
Accepted (ET)
Mar 14, 2019 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F3 | Mar 12, 2019 | A | 11,416 | $16.93 | A | 208,447 | I | Owned by Voce Capital Management LLC |
| COMMON STOCKF2,F4 | Mar 13, 2019 | A | 900 | $17.00 | A | 209,347 | I | Owned by Voce Capital Management LLC |
| COMMON STOCK | holding | — | — | — | 10,287 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents open market purchase of non-derivative security.
- F2Represents open market purchase of non-derivative security.
- F3The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 1.49% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein.
- F4The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of approximately 1.49% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein.