SEC Form 4 · accession 0001437749-19-000261
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra A. Gardiner
Officer — EVP & Chief Financial Officer
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 2, 2019 | A | 2,734 | $0.00 | A | 14,709 | D | |
| COMMON STOCKF2 | Jan 2, 2019 | F | 1,117 | $17.02 | D | 13,592 | D | |
| COMMON STOCKF3 | Jan 2, 2019 | F | 559 | $17.02 | D | 13,033 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock issued pursuant to the vesting of Performance Share Units (PSU's) granted on February 13, 2018
- F2Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 2,734 Performance Stock Units (PSUs) vesting on January 1, 2019. Such withholding is required by the Company's Amended 2004 Equity Incentive Plan.
- F3Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 1,368 Restricted Stock Units (RSUs) vesting on January 1, 2019. Such withholding is required by the Company's Amended 2004 Equity Incentive Plan.