SEC Form 4 · accession 0001437749-18-021571
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra A. Gardiner
Officer — EVP & Chief Financial Officer
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Dec 1, 2018 | F | 442 | $20.50 | D | 12,679 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the total number of shares withheld by the Company to settle the Reporting Person's minimum tax liability for 1,281 Restricted Stock Units (RSUs) vesting on December 1, 2018. Such withholding is required by the Company's Amended 2004 Equity Incentive Plan.
- F2The amount of securities beneficially owned includes 495 shares acquired on November 1, 2018 by the Reporting Person in an exempt transaction under the Issuer's Amended 2004 Employee Stock Purchase Plan.