SEC Form 4 · accession 0001437749-18-011939
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Jun 14, 2018
Accepted (ET)
Jun 15, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMONF1 | Jun 14, 2018 | A | 2,232 | $44.80 | A | 10,287 | D | |
| COMMONF2 | holding | — | — | — | 197,031 | I | Owned by Voce Capital Management LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs vest upon the conclusion of the Cutera, Inc. 2019 Annual General Meeting of Stockholders expected to occur on or about June 14, 2019.
- F2The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of 197,031 shares (approximately 1.4%) of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein.