SEC Form 4 · accession 0001437749-17-020914
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A. Reinstein
Officer — President and CEO · Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMONF1,F2 | Dec 15, 2017 | A | 100,000 | $0.00 | A | 118,284 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units (RSUs) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. These RSUs shall vest according to the following schedule: 15%, 15%, 25% and 45% on the first, second, third and fourth anniversary of the grant date of December 15, 2017, respectively.
- F2Total includes 1,004 shares acquired on November 1, 2017 by the Reporting Person pursuant to the Issuer's 2004 Employee Stock Purchase Plan in an exempt transaction.