SEC Form 4 · accession 0001437749-17-019635
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2017 | S | 280,000 | $44.00 | D | 197,031 | I | Owned by Voce Capital Management LLC |
| Common Stock | holding | — | — | — | 8,055 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities were sold in a single block sale by Voce Capital Management LLC for asset rebalancing purposes pursuant to its internal risk management protocols.
- F2The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of 197,031 shares (approximately 1.4%) of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein.