SEC Form 4 · accession 0001437749-17-016139
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Apfelberg
Director
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 18, 2017 | S | 1,000 | $38.45 | D | 11,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 17, 2017.
- F2The shares reported herein as directly owned were previously inadvertently reported as being held indirectly by the reporting person and Susan M. Apfelberg, as Trustees, for David B. Apfelberg & Susan M. Apfelberg Living Trust. Such shares were and are held directly by the reporting person.