SEC Form 4 · accession 0001437749-17-007610
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Santilli
Officer — EVP and CFO
Period of report
May 2, 2016
Accepted (ET)
May 1, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMONF1 | May 2, 2016 | A | 966 | $9.605 | A | 139,146 | D | |
| COMMONF2 | Jun 1, 2016 | D | 4,702 | $10.60 | D | 134,444 | D | |
| COMMONF2 | Jan 1, 2017 | D | 3,752 | $17.35 | D | 130,692 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of stock pursuant to the Company's Employee Stock Purchase Plan on May 2, 2016, which was not reported on a timely basis due to an administrative error by the Company.
- F2Represents the total number of shares withheld by the Company to settle the reporting person's minimum tax liability on the vesting of Restricted Stock Units (RSU's), which was not reported on a timely basis due to an administrative error by the Company.