SEC Form 4 · accession 0001437749-17-007091
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Laber
Officer — EVP, North America Sales
Period of report
Apr 20, 2017
Accepted (ET)
Apr 24, 2017 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Apr 20, 2017 | M | 5,324 | $10.03 | A | 82,100 | D | |
| COMMONF1 | Apr 20, 2017 | S | 5,324 | $20.50 | D | 76,776 | D | |
| COMMON | Apr 24, 2017 | M | 1,500 | $10.03 | A | 78,276 | D | |
| COMMONF1 | Apr 24, 2017 | S | 1,500 | $21.25 | D | 76,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $10.03 | Apr 20, 2017 | M | 5,324 | D | Sep 11, 2015 | Oct 24, 2021 | Common Stock | 30,000 | 22,500 | D |
| Employee Stock Option (Right to Buy) | $10.03 | Apr 24, 2017 | M | 1,500 | D | Dec 11, 2015 | Oct 24, 2021 | Common Stock | 30,000 | 21,000 | D |
Explanation of responses
- F1Stock sold pursuant to a 10b5-1 trading plan.