SEC Form 4 · accession 0001437749-17-006827
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Larry Laber
Officer — EVP, North America Sales
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Apr 17, 2017 | M | 2,076 | $10.03 | A | 78,852 | D | |
| COMMONF1,F2 | Apr 17, 2017 | S | 2,076 | $20.54 | A | 76,776 | D | |
| COMMON | Apr 19, 2017 | M | 100 | $10.03 | A | 76,876 | D | |
| COMMONF1 | Apr 19, 2017 | S | 100 | $20.50 | A | 76,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $10.03 | Apr 17, 2017 | M | 2,076 | D | Sep 11, 2015 | Oct 24, 2021 | Common Stock | 30,000 | 27,924 | D |
| Employee Stock Option (Right to Buy) | $10.03 | Apr 19, 2017 | M | 100 | D | Sep 11, 2015 | Oct 24, 2021 | Common Stock | 30,000 | 27,824 | D |
Explanation of responses
- F1Stock sold pursuant to a 10b5-1 trading plan.
- F2Stock sold in open market transactions pursuant to a 10b5-1 plan at prices that ranged from $20.50 to $20.65 with $20.54 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.