SEC Form 4 · accession 0001437749-17-006535
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miguel Pardos
Officer — EVP, International Sales
Period of report
Apr 10, 2017
Accepted (ET)
Apr 12, 2017 · 9:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Apr 10, 2017 | M | 5,000 | $9.97 | A | 44,698 | D | |
| COMMONF1 | Apr 10, 2017 | S | 5,000 | $20.00 | D | 39,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.97 | Apr 10, 2017 | M | 5,000 | D | Apr 11, 2016 | Jul 25, 2021 | Commmon Stock | 70,000 | 40,000 | D |
Explanation of responses
- F1Stock sold pursuant to a 10b5-1 trading plan.