SEC Form 4 · accession 0001437749-17-004049
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Santilli
Officer — EVP and CFO
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Mar 6, 2017 | M | 15,562 | $8.72 | A | 139,343 | D | |
| COMMON | Mar 6, 2017 | M | 3,791 | $6.88 | A | 143,134 | D | |
| COMMONF1 | Mar 6, 2017 | D | 19,353 | $20.36 | D | 123,781 | D | |
| COMMON | Mar 7, 2017 | M | 28,709 | $6.88 | A | 152,490 | D | |
| COMMONF2 | Mar 7, 2017 | D | 28,709 | $20.28 | D | 123,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Common Stock Option (Right to Buy) | $8.72 | Mar 6, 2017 | M | 15,562 | D | Jun 1, 2014 | May 27, 2018 | Commmon Stock | 15,562 | 0 | D |
| Employee Common Stock Option (Right to Buy) | $6.88 | Mar 6, 2017 | M | 3,791 | D | Jun 1, 2013 | Jul 27, 2019 | Commmon Stock | 32,500 | 28,709 | D |
| Employee Common Stock Option (Right to Buy) | $6.88 | Mar 7, 2017 | M | 28,709 | D | Jun 1, 2015 | Jul 27, 2019 | Commmon Stock | 32,500 | 0 | D |
Explanation of responses
- F1Stock sold in open market transactions at prices that ranged from $20.35 to $20.50, with $20.36 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Stock sold in open market transactions at prices that ranged from $20.20 to $20.45, with $20.28 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.