SEC Form 4 · accession 0001437749-17-002915
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miguel Pardos
Officer — EVP, International Sales
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 9:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Jan 16, 2017 | M | 10,000 | $9.97 | A | 43,112 | D | |
| COMMONF1 | Jan 16, 2017 | S | 10,000 | $20.66 | D | 33,112 | D | |
| COMMON | Jan 21, 2017 | M | 10,000 | $9.97 | A | 43,112 | D | |
| COMMON | Jan 21, 2017 | S | 5,000 | $21.50 | D | 38,112 | D | |
| COMMON | Jan 21, 2017 | S | 5,000 | $22.00 | D | 33,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.97 | Feb 16, 2017 | M | 10,000 | D | Jul 11, 2015 | Jul 25, 2021 | Commmon Stock | 70,000 | 60,000 | D |
| Employee Stock Option (Right to Buy) | $9.97 | Feb 21, 2017 | M | 10,000 | D | Jul 11, 2015 | Jul 25, 2021 | Commmon Stock | 70,000 | 50,000 | D |
Explanation of responses
- F1Stock prices ranged from $20.50 to $21.10, with $20.6611 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.