SEC Form 4 · accession 0001437749-16-042368
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Santilli
Officer — Interim CEO and CFO
Period of report
Nov 15, 2016
Accepted (ET)
Nov 18, 2016 · 6:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Nov 15, 2016 | M | 11,092 | $8.72 | A | 120,873 | D | |
| COMMONF1 | Nov 15, 2016 | S | 11,092 | $13.89 | D | 109,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $8.72 | Nov 15, 2016 | M | 11,092 | D | Nov 1, 2013 | May 27, 2018 | Common Stock | 80,000 | 15,562 | D |
Explanation of responses
- F1Stock prices ranged from $13.75 to $14.00, with $13.89 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.