SEC Form 4 · accession 0001437749-16-041037
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Santilli
Officer — Interim CEO and CFO
Period of report
Oct 28, 2016
Accepted (ET)
Nov 3, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMONF1 | Oct 28, 2016 | A | 8,526 | $0.00 | A | 108,569 | D | |
| Common StockF2 | Nov 1, 2016 | A | 1,212 | $9.61 | A | 109,781 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units (RSUs) that vest according to the following schedule: 1/3rd annually from the vesting commencement date of August 15, 2016.
- F2These shares were acquired pursuant to the Cutera, Inc. Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).