SEC Form 4 · accession 0001437749-16-034120
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 20, 2016 · 9:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2016 | A | 5,550 | $0.00 | A | 5,550 | D | |
| Common StockF2 | holding | — | — | — | 727,031 | I | Voce Capital Management LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities awarded on 06/15/2016 are in the form of Restricted Stock Units ("RSUs") that will entitle the Reporting Person to receive one share of Common Stock per one RSU. The RSUs will fully vest on the one year anniversary of the award date, i.e. 06/15/2017.
- F2The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of 727,031 shares (approximately 5.6%) of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the Shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein.