SEC Form 4 · accession 0001437749-16-031718
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2016 | A | 19,500 | $10.85 | A | 695,486 | I | Voce Capital Management LLC |
| Common StockF2,F1 | May 12, 2016 | A | 17,437 | $10.456 | A | 712,923 | I | Voce Capital Management LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of 712,923 shares (approximately 5.45%) of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein.
- F2Stock acquired through open market trades at prices that ranged from $10.40 to $10.50, with $10.456 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares transacted at each separate price within the ranges set forth in this footnote.