SEC Form 4 · accession 0001437749-15-020421
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Santilli
Officer — EVP & CFO
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2015 | J | 769 | $11.798 | A | 72,714 | D | |
| Common Stock | Nov 9, 2015 | J | 3,964 | $0.00 | D | 68,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Cutera, Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) and as such not reported on November 1, 2015.
- F2Shares transferred to ex-wife pursuant to divorce settlement.