SEC Form 4 · accession 0001437749-15-016886
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Santilli
Officer — EVP & CFO
Period of report
Sep 3, 2015
Accepted (ET)
Sep 4, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Sep 3, 2015 | M | 25,098 | $10.24 | A | 97,043 | D | |
| COMMON | Sep 3, 2015 | S | 25,098 | $15.00 | D | 71,945 | D | |
| COMMON | Sep 4, 2015 | M | 6,501 | $10.24 | A | 78,446 | D | |
| COMMON | Sep 4, 2015 | S | 6,501 | $15.00 | D | 71,945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $10.24 | Sep 3, 2015 | M | 25,098 | D | Jun 1, 2013 | May 14, 2017 | Common Stock | 55,000 | 6,501 | D |
| Employee Stock Option (Right to Buy) | $10.24 | Sep 4, 2015 | M | 6,501 | D | Jun 1, 2013 | May 14, 2017 | Common Stock | 55,000 | 0 | D |