SEC Form 4 · accession 0001437749-15-016462
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
Aug 24, 2016
Accepted (ET)
Aug 26, 2015 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2015 | A | 18,100 | $13.4975 | A | 627,438 | I | Voce Capital Management LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock acquired through open market trades at prices that ranged from $13.43 to $13.51, with $13.4975 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The Reporting Person is Managing Partner of Voce Capital Management LLC, a holder of 627,438 shares (approximately 4.5%) of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the Shares owned by Voce Capital Management LLC except to the extent of his pecuniary interest therein.