SEC Form 4 · accession 0001437749-15-016187
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Santilli
Officer — EVP & CFO
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Aug 17, 2015 | M | 17,942 | $10.24 | A | 89,887 | D | |
| COMMONF2 | Aug 17, 2015 | S | 17,942 | $15.018 | D | 71,945 | D | |
| COMMON | Aug 18, 2015 | M | 5,459 | $10.24 | A | 77,404 | D | |
| COMMONF1 | Aug 18, 2015 | S | 5,459 | $15.019 | D | 71,945 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $10.24 | Aug 17, 2015 | M | 17,942 | D | Jun 1, 2013 | May 14, 2017 | Common Stock | 55,000 | 37,058 | D |
| Employee Stock Option (Right to Buy) | $10.24 | Aug 18, 2015 | M | 5,459 | D | Jun 1, 2013 | May 14, 2017 | Common Stock | 55,000 | 31,599 | D |
Explanation of responses
- F1Stock prices ranged from $15.00 to $15.09, with $15.019 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Stock prices ranged from $15.00 to $15.06, with $15.018 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.