SEC Form 4 · accession 0001437749-15-012051
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry P Widman
Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 5, 2015 | M | 8,743 | $14.78 | A | 8,743 | D | |
| Common StockF1,F3 | Jun 5, 2015 | S | 8,743 | $14.9699 | D | 0 | D | |
| Common StockF2 | Jun 8, 2015 | M | 1,257 | $14.78 | A | 1,257 | D | |
| Common StockF1 | Jun 8, 2015 | S | 1,257 | $14.85 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F2 | $14.78 | Jun 5, 2015 | M | 8,743 | D | Jun 8, 2008 | Jun 8, 2015 | Common Stock | 10,000 | 1,257 | D |
| Employee Stock Option (Right to buy)F2 | $14.78 | Jun 8, 2015 | M | 1,257 | D | Jun 8, 2008 | Jun 8, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Stock sold pursuant to an employee stock option that was near it's expiration of June 8, 2015.
- F2Options vest according to the following schedule: 100% on the 3rd anniversary of the grant date.
- F3Stock prices ranged from $14.90 to $15.025, with $14.96994 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.