SEC Form 4/A · accession 0001437749-15-011760
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Santilli
Officer — EVP & CFO
Period of report
Apr 24, 2015
Accepted (ET)
Jun 3, 2015 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2015 | M | 1,961 | $8.66 | A | 55,467 | D | |
| Common StockF2 | Apr 24, 2015 | S | 1,961 | $14.1709 | D | 53,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F1 | $8.66 | Apr 24, 2015 | M | 1,961 | D | Jun 1, 2010 | Jun 8, 2016 | Common Stock | 55,000 | 53,039 | D |
Explanation of responses
- F1Options vest according to the following schedule: 1/3rd on 06/1/2010 and 1/36th monthly thereafter.
- F2Stock acquired through employee stock option exercises and sold through a Rule 10b5-1 Plan at prices ranging from $14.10 to $14.27, with $14.1709 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Correcting April 28, 2015 filing to reflect the exercise of the employee stock option as a '(D) Disposition' of the stock option, instead of an '(A) or acquisition,' as previously incorrectly reported.