SEC Form 4 · accession 0001437749-15-011683
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Daniel Plants
Director
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 29, 2015 | A | 46,540 | $14.7235 | A | 558,738 | I | Voce Capital Management LLC. |
| Common StockF3,F2 | Jun 2, 2015 | A | 36,000 | $14.9975 | A | 594,738 | I | Voce Capital Management LLC. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Stock acquired through open market trades at prices that ranged from $14.49 to $14.80, with $14.7235 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
- F2The Reporting Person is the Managing Partner of Voce Capital Management LLC, a holder of 594,738 shares (approximately 4.1%) of the Issuer's outstanding common stock following the transaction that is the subject matter of this filing. The Reporting Person disclaims beneficial ownership of the shares owned by Voce Capital Management LLC, except to the extent of his pecuniary interest therein.
- F3Stock acquired through open market trades at prices that ranged from $14.98 to $15.00, with $14.9975 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.