SEC Form 4 · accession 0001437749-15-007373

CUTERA INC · CUTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Kevin P Connors

Officer — President & CEO · Director

Period of report

Apr 10, 2015

Accepted (ET)

Apr 14, 2015 · 9:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001162461

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Apr 10, 2015	M	296	$10.43	A	549,728	D
Common Stock^F1	Apr 10, 2015	S	296	$13.5303	D	549,432	D
Common Stock	Apr 10, 2015	M	14,023	$10.43	A	563,455	D
Common Stock^F2	Apr 10, 2015	S	14,023	$13.3447	D	549,432	D
Common Stock	Apr 13, 2015	M	19,277	$10.43	A	568,709	D
Common Stock^F3	Apr 13, 2015	S	19,277	$13.455	D	549,432	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$10.43	Apr 10, 2015	M	296	D	May 28, 2011	May 28, 2015	Common Stock	100,000	0	D
Employee Stock Option (Right to Buy)^F5	$10.43	Apr 10, 2015	M	14,023	D	Jun 1, 2009	May 28, 2015	Common Stock	33,300	19,277	D
Employee Stock Option (Right to Buy)^F5	$10.43	Apr 13, 2015	M	19,277	D	Jun 1, 2009	May 28, 2015	Common Stock	33,300	0	D

Explanation of responses

F1Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.51 to $13.54, with $13.5303 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.27 to $13.51, with $13.3447 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3Stock sold pursuant to an employee stock option that was near its expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.25 to $13.61, with $13.455 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4100% of the shares subject to the stock option grant of 100,000 shares vested on May 28, 2011.
F5Shares subject to the 33,300 stock option grant, vested as follows: 25% on June 1, 2009 and monthly thereafter through June 1, 2012 when they became fully vested.