SEC Form 4 · accession 0001437749-15-006359

CUTERA INC · CUTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Kevin P Connors

Officer — President & CEO · Director

Period of report

Mar 26, 2015

Accepted (ET)

Mar 30, 2015 · 9:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001162461

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 26, 2015	M	8,025	$10.43	A	557,457	D
Common Stock^F1	Mar 26, 2015	S	8,025	$13.2653	D	549,432	D
Common Stock	Mar 27, 2015	M	85,895	$10.43	A	635,327	D
Common Stock^F2	Mar 27, 2015	S	85,895	$13.0943	D	549,432	D
Common Stock	Mar 30, 2015	M	5,784	$10.43	A	555,216	D
Common Stock^F3	Mar 30, 2015	S	5,784	$13.1644	D	549,432	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$10.43	Mar 26, 2015	M	8,025	D	May 28, 2011	May 28, 2015	Common Stock	100,000	91,975	D
Employee Stock Option (Right to Buy)^F4	$10.43	Mar 27, 2015	M	85,895	D	May 28, 2011	May 28, 2015	Common Stock	100,000	6,080	D
Employee Stock Option (Right to Buy)^F4	$10.43	Mar 30, 2015	M	5,784	D	May 28, 2011	May 28, 2015	Common Stock	100,000	296	D

Explanation of responses

F1Stock sold pursuant to an employee stock option that was near it's expiration date of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.25 to $13.42, with $13.2653 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2Stock sold pursuant to an employee stock option that was near it's expiration of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.08 to $13.25, with $13.0943 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3Stock sold pursuant to an employee stock option that was near it's expiration of May 28, 2015. The sales were made through a Rule 10b5-1 Plan and the stock prices ranged from $13.10 to $13.28, with $13.1644 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
F4100% of the shares subject to the stock option grant of 100,000 shares vested on May 28, 2011.