SEC Form 4 · accession 0001437749-15-004690
CUTERA INC · CUTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry P Widman
Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162461
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 2,320 | $9.74 | A | 45,474 | D | |
| Common StockF1 | Mar 6, 2015 | S | 2,320 | $13.3355 | D | 43,154 | D | |
| Common Stock | Mar 9, 2015 | M | 4,680 | $9.74 | A | 47,834 | D | |
| Common StockF1 | Mar 9, 2015 | S | 4,680 | $13.0093 | D | 43,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.74 | Mar 6, 2015 | M | 2,320 | D | Jun 12, 2009 | Jun 12, 2015 | Common Stock | 7,000 | 4,680 | D |
| Employee Stock Option (Right to Buy)F2 | $9.74 | Mar 9, 2015 | M | 4,680 | D | Jun 12, 2009 | Jun 12, 2015 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1Stock sold pursuant to an employee stock option that was near it's expiration.
- F2100% of the shares subject to the stock option grant of 7,000 shares vested on 6/12/09.