SEC Form 4 · accession 0001398344-15-001381

ALLIANCE NEW YORK MUNICIPAL INCOME FUND · AYN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Phillip Goldstein

10% Owner

Andrew Dakos

10% Owner

Bulldog Investors, LLC

10% Owner

Steven Samuels

10% Owner

Period of report

Nov 18, 2014

Accepted (ET)

Mar 2, 2015 · 6:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001162030

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 18, 2014	P	210	$12.70	A	41,767	I	By Clients
Common Stock^F1	Nov 19, 2014	P	9,173	$12.6947	A	50,940	I	By Clients
Common Stock^F1	Nov 20, 2014	P	1,937	$12.75	A	52,877	I	By Clients
Common Stock^F1	Nov 24, 2014	P	4,365	$12.7672	A	57,242	I	By Clients
Common Stock^F1	Nov 25, 2014	P	200	$12.77	A	57,442	I	By Clients
Common Stock^F1	Nov 28, 2014	P	502	$12.7699	A	57,944	I	By Clients
Common Stock^F1	Dec 1, 2014	P	885	$12.77	A	58,829	I	By Clients
Common Stock^F1	Dec 2, 2014	P	5,364	$12.7993	A	64,193	I	By Clients
Common Stock^F1	Dec 3, 2014	P	400	$12.755	A	64,593	I	By Clients
Common Stock^F1	Dec 4, 2014	P	3,326	$12.7679	A	67,919	I	By Clients
Common Stock^F1	Dec 5, 2014	P	5,414	$12.7548	A	73,333	I	By Clients
Common Stock^F1	Dec 8, 2014	P	4,910	$12.7612	A	78,243	I	By Clients
Common Stock^F1	Dec 9, 2014	P	8,016	$12.7804	A	86,259	I	By Clients
Common Stock^F1	Dec 10, 2014	P	9,180	$12.8621	A	95,439	I	By Clients
Common Stock^F1	Dec 11, 2014	P	5,088	$12.864	A	100,527	I	By Clients
Common Stock^F1	Dec 12, 2014	P	22,109	$12.8628	A	122,636	I	By Clients
Common Stock^F1	Dec 15, 2014	P	11,092	$12.8873	A	133,728	I	By Clients
Common Stock^F1	Dec 16, 2014	P	25,033	$12.9071	A	158,761	I	By Clients
Common Stock^F1	Dec 17, 2014	P	55,159	$12.9343	A	213,920	I	By Clients
Common Stock^F1	Dec 18, 2014	P	33,869	$12.9793	A	247,289	I	By Clients
Common Stock^F1	Dec 19, 2014	P	1,726	$13.00	A	249,515	I	By Clients
Common Stock^F1	Dec 22, 2014	P	18,220	$13.0559	A	267,735	I	By Clients
Common Stock^F1	Dec 23, 2014	P	22,176	$13.1392	A	289,911	I	By Clients
Common Stock^F1	Dec 24, 2014	P	9,663	$13.1511	A	299,574	I	By Clients
Common Stock^F1	Dec 26, 2014	P	8,524	$13.1554	A	308,098	I	By Clients
Common Stock^F1	Dec 29, 2014	P	7,527	$13.2026	A	315,625	I	By Clients
Common Stock^F1	Dec 30, 2014	P	300	$13.25	A	315,925	I	By Clients
Common Stock^F1	Jan 8, 2015	P	19,705	$13.6973	A	335,630	I	By Clients
Common Stock^F2	holding	—	—		—	10,900	D
Auction Rate Preferred	holding	—	—		—	705	I	By Clients

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of common stock. Bulldog Investors, LLC disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors, LLC. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.
F2Shares are held by Phillip Goldstein.