SEC Form 4 · accession 0001179110-15-007912
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Carol R Goldberg
Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | M | 25,000 | $28.03 | A | 25,000 | D | |
| Common StockF1 | May 13, 2015 | F | 14,076 | $49.78 | D | 10,924 | D | |
| Common StockF3 | holding | — | — | — | 22,813 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 40,024 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 2,304 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 16,666 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $28.03 | May 13, 2015 | M | 25,000 | D | May 24, 2008 | May 24, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The transaction reported on this form represents a net exercise of expiring stock options for restricted shares.
- F2This derivative security does not have a price.
- F3These securities are held by The Carol R. Goldberg Qualified Annuity Trust - 2013, of which the reporting person is the trustee.
- F4These securities are held by The Carol R. Goldberg Qualified Annuity Trust - 2014, of which the reporting person is the trustee.
- F5These securities are held by the Avram J. Goldberg and Carol R. Goldberg Charitable Remainder Unitrust, of which the reporting person and her spouse are the trustees.
- F6These shares are owned by the Sydney R. Rabb Trust f/b/o Carol R. Goldberg, of which the reporting person, along with another unrelated individuals, are the trustees.