SEC Form 4/A · accession 0001179110-16-022968
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carol R Goldberg
Director
Period of report
May 13, 2015
Accepted (ET)
Apr 12, 2016 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F5 | May 13, 2015 | M | 25,000 | $28.03 | A | 49,160 | D | |
| Common StockF1,F2,F5 | May 13, 2015 | F | 14,076 | $49.78 | D | 35,084 | D | |
| Common StockF3,F5,F4 | holding | — | — | — | 25,627 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported on this form represents a net exercise of expiring stock options for restricted shares.
- F2This transaction is being amended in order to correct the amount of securities beneficially owned following the reported transactions.
- F3This item is being amended in order to correct the amount of securities beneficially held by The Carol R. Goldberg Qualified Annuity Trust - 2014.
- F4These securities are held by The Carol R. Goldberg Qualified Annuity Trust - 2014, of which the reporting person is the trustee.
- F5Reflects securities contributed to/distributed from a grantor retained annuity trust for which the reporting person is the trustee since the reporting person's last report.