SEC Form 4 · accession 0001140361-15-036197
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Susan Weber Pomilia
Director
Period of report
Sep 25, 2015
Accepted (ET)
Sep 29, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2015 | D | 7,229 | $25.00 | D | 43,396 | I | By Spouse's IRA |
| Common Stock | holding | — | — | — | 12,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.