SEC Form 4/A · accession 0001140361-15-040132
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Susan Weber Pomilia
Director
Period of report
Sep 25, 2015
Accepted (ET)
Nov 9, 2015 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 25, 2015 | D | 7,062 | $25.00 | D | 43,563 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
- F2The Form 4 filed on September 29, 2015 reported that the reporting person disposed of 7,229 shares in this transaction. The reporting person actually disposed of 7,062 shares.