SEC Form 4 · accession 0001141391-16-000117
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Timothy H Murphy
Officer — General Counsel
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 12:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 4, 2016 | M | 7,020 | $24.036 | A | 45,215 | D | |
| Class A Common Stock | Apr 4, 2016 | M | 10,100 | $42.043 | A | 55,315 | D | |
| Class A Common StockF1,F2 | Apr 4, 2016 | S | 18,905 | $94.964 | D | 36,410 | D | |
| Class A Common StockF1,F3 | Apr 4, 2016 | S | 1,243 | $95.641 | D | 35,167 | D | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By Child 1 | |
| Class A Common Stock | holding | — | — | — | 1,000 | I | By Child 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $24.036 | Apr 4, 2016 | M | 7,020 | A | — | Mar 1, 2021 | Class A Common Stock | 7,020 | 0 | D |
| Employee Stock Option (right to buy)F5 | $42.043 | Apr 4, 2016 | A | 10,100 | A | — | Mar 1, 2022 | Class A Common Stock | 10,100 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 4, 2016.
- F2Represents the average sales price for price increments ranging from $94.5200 to $95.5000.
- F3Represents the average sales price for price increments ranging from $95.6000 to $95.7100.
- F4The reporting person was awarded 28,080 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
- F5The reporting person was awarded 20,200 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.