SEC Form 4/A · accession 0001141391-16-000122
Mastercard Inc · MA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy H Murphy
Officer — General Counsel
Period of report
Apr 4, 2016
Accepted (ET)
Apr 8, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001141391
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2,F3 | $24.036 | Apr 4, 2016 | M | 7,020 | D | — | Mar 1, 2021 | Class A Common Stock | 7,020 | 0 | D |
| Employee Stock Option (right to buy)F1,F2,F4 | $42.043 | Apr 4, 2016 | M | 10,100 | D | — | Mar 1, 2022 | Class A Common Stock | 10,100 | 0 | D |
Explanation of responses
- F1This amended Form 4 is being filed to properly report the disposition of these stock options in connection with their exercises.
- F2The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referenced in a MasterCard Incorporated Form 8-K filed on February 9, 2016. The pre-planned trading plan was adopted by the reporting person on February 4, 2016.
- F3The reporting person was awarded 28,080 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
- F4The reporting person was awarded 20,200 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.