SEC Form 4 · accession 0001127602-16-043977
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark A Hoppe
Other
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | F | 1,487 | $30.83 | D | 139,212 | D | |
| Common StockF2 | Feb 25, 2016 | F | 906 | $30.83 | D | 141,217 | D | |
| Common StockF3 | Feb 25, 2016 | M | 2,911 | $30.83 | A | 142,123 | D | |
| Common Stock | holding | — | — | — | 48,927 | I | By IRA | |
| Common StockF4 | holding | — | — | — | 95,977 | I | With Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5 | $0.00 | Feb 25, 2016 | M | 2,911 | D | — | — | Common Stock | 2,911 | 8,733 | D |
| Stock Option (Right to Buy)F6 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 11,207 | 11,207 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 14,555 | 14,555 | D |
| Stock Option (Right to Buy)F8 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 11,852 | 11,852 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 13,501 | 13,501 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,801 | 10,801 | D |
Explanation of responses
- F1Transaction represents withholding of shares to satisfy tax withholding obligation upon vesting of restricted stock.
- F2Transaction represents withholding of shares to satisfy tax withholding obligation upon settlement of restricted stock units.
- F3Transaction represents the settlement of restricted stock units.
- F4Shares held jointly by Mr. Hoppe and his spouse.
- F5The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).
- F6Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F7Performance based vesting
- F8Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).