SEC Form 4/A · accession 0001127602-17-004836
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark A Hoppe
Other
Period of report
Feb 25, 2016
Accepted (ET)
Feb 9, 2017 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | M | 2,911 | $0.00 | A | 142,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Feb 25, 2016 | M | 2,911 | D | — | — | Common Stock | 2,911 | 8,733 | D |
Explanation of responses
- F1This transaction (the "Transaction") represents the settlement of restricted stock units. In the original Form 4 reporting the Transaction, the reporting person mistakenly also reported the withholding of 1,487 shares and 906 shares to satisfying tax withholding obligations upon the vesting of restricted stock and restricted stock units, respectively. As a result, the amount of securities beneficially owned following the Transaction was incorrectly stated in the original Form 4 as 142,123.
- F2Transaction represents the settlement of restricted stock units.
- F3The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).