SEC Form 4 · accession 0001131096-17-000037
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Prakash Khot
Officer — EVP, Chief Technology Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2017 | A | 7,038 | $0.00 | A | 18,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities acquired are units of common stock that were granted pursuant to a restricted stock unit ("RSU") award under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs are subject to time-based vesting and will be settled only in stock.
- F2Includes 16,413 RSUs that are subject to time-based vesting and will be settled only in stock. Of the 16,413 unvested RSUs, 99,375 were previously reported by the Reporting Person as derivative securities. Effective March 1, 2017, the Reporting Person has determined to report RSU awards that are subject to time-based vesting and only settled in stock as non-derivative securities in his ownership reports.