SEC Form 4/A · accession 0001131096-18-000026
ATHENAHEALTH INC · ATHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Prakash Khot
Officer — EVP, Chief Technology Officer
Period of report
Mar 1, 2017
Accepted (ET)
Feb 5, 2018 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001131096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 1, 2017 | A | 12,500 | $0.00 | A | 23,946 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 3, 2017, the Reporting Person filed a Form 4/A that referenced incorrectly the number of restricted stock units ("RSUs") granted to the Reporting Person. This Form 4/A amends and restates the Form 4/A filed on March 3, 2017 to correctly reflect the 12,500 RSUs granted to the Reporting Person on March 1, 2017.
- F2The securities acquired are units of common stock that were granted pursuant to a restricted stock unit ("RSU") award under the athenahealth, Inc. 2007 Stock Option and Incentive Plan, as amended and restated. The RSUs are subject to time-based vesting and will be settled only in stock.
- F3Includes 21,875 RSUs that are subject to time-based vesting and will be settled only in stock.