SEC Form 4 · accession 0001209191-15-017372
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William D Rogers
Officer — EVP
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2015 | A | 9,110 | $0.00 | A | 27,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Time-based restricted stock units vesting in February 2018 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.
- F2Total includes (i) 10,000 time-based restricted stock units vesting in February 2016 and (ii) 8,000 time-based restricted stock units vesting in February 2017. Reporting Person must continue to be an employee of Issuer from the grant date through and as of each applicable vesting date.