SEC Form 4/A · accession 0001209191-15-068596
CENTERPOINT ENERGY INC · CNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William D Rogers
Officer — EVP & Chief Financial Officer
Period of report
Feb 19, 2015
Accepted (ET)
Aug 31, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2015 | A | 7,970 | $0.00 | A | 45,970 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's Form 4 filed on February 23, 2015 is being amended to correct a computational error in the number of awarded time-based restricted stock units.
- F2Represents the total amount of securities beneficially owned by the Reporting Person as of the date of the filing of this Form 4/A. Total includes (i) 10,000 time-based restricted stock units vesting in February 2016 provided the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, (ii) 8,000 time-based restricted stock units vesting in February 2017 provided the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date, and (iii) 7,970 time-based restricted stock units vesting in February 2018 provided the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death.