SEC Form 4 · accession 0001127602-15-014835
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kenneth Taylor
Officer — EVP/Chief Financial Ofcr
Period of report
Apr 17, 2015
Accepted (ET)
Apr 20, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2015 | M | 1,200 | $10.73 | A | 22,500 | D | |
| Common Stock | holding | — | — | — | 1,500 | I | Ken Taylor Trustee For Son Eric Taylor |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $10.73 | Apr 17, 2015 | M | 1,200 | D | Nov 18, 2011 | Nov 18, 2020 | Common Stock | 1,200 | 2,800 | D |