SEC Form 4/A · accession 0001127602-15-015139
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth Taylor
Officer — EVP/Chief Financial Ofcr
Period of report
Apr 17, 2015
Accepted (ET)
Apr 24, 2015 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2015 | M | 800 | $8.80 | A | 21,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $8.80 | Apr 17, 2015 | M | 800 | D | Nov 19, 2009 | Nov 19, 2019 | Common Stock | 800 | 0 | D |
Explanation of responses
- F1Thes options were inadvertently omitted from the original filing due to a technological issue with a new filing system.