SEC Form 5 · accession 0001127602-19-003645
FLOWERS FOODS INC · FLO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melvin T Stith
Director
Period of report
Dec 29, 2018
Accepted (ET)
Feb 4, 2019 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2018 | G | 1,274 | $0.00 | D | 43,535 | D | |
| Common StockF2 | Dec 17, 2018 | G | 50 | $0.00 | A | 50 | I | By Spouse as custodian for minor grandchild |
| Common StockF1 | Dec 17, 2018 | G | 50 | $0.00 | D | 43,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF3,F4,F5 | $0.00 | holding | — | — | — | Jun 3, 2009 | — | Common Stock | 8,055 | 8,055 | D |
| Deferred StockF3,F4,F5 | $0.00 | holding | — | — | — | Jun 9, 2010 | — | Common Stock | 10,642 | 10,642 | D |
| Deferred StockF3,F4,F5 | $0.00 | holding | — | — | — | May 27, 2012 | — | Common Stock | 7,560 | 7,560 | D |
| Deferred StockF3,F4,F5 | $0.00 | holding | — | — | — | Jun 5, 2013 | — | Common Stock | 7,170 | 7,170 | D |
| Deferred StockF3,F4,F5 | $0.00 | holding | — | — | — | May 28, 2014 | — | Common Stock | 5,415 | 5,415 | D |
| Deferred StockF6,F4,F5 | — | holding | — | — | — | May 23, 2015 | — | Common Stock | 6,030 | 6,030 | D |
| Deferred StockF6,F4,F5 | $0.00 | holding | — | — | — | Jun 9, 2016 | — | Common Stock | 6,026 | 6,026 | D |
| Deferred StockF6,F4,F5 | — | holding | — | — | — | May 25, 2017 | — | Common Stock | 6,934 | 6,934 | D |
| Deferred StockF6,F4,F5 | $0.00 | holding | — | — | — | May 24, 2018 | — | Common Stock | 7,020 | 7,020 | D |
| Deferred StockF6,F4,F5 | $0.00 | holding | — | — | — | May 23, 2019 | — | Common Stock | 6,500 | 6,500 | D |
Explanation of responses
- F1Share total includes shares acquired through reinvestment of dividends.
- F2Beneficial ownership is disclaimed.
- F3Granted pursuant to the Flowers Foods, Inc. 2001 Equity and Performance Incentive Plan.
- F4In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
- F5No expiration date.
- F6Granted under the Flowers Foods, Inc. 2014 Omnibus Equity and Incentive Compensation Plan.